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Learn/Guides/Risk Management Basics for Individual Investors
Riskβ€’7 min readβ€’Beginner

Risk Management Basics for Individual Investors

Position sizing, stop losses, and portfolio risk β€” the fundamentals of protecting your capital that most beginners skip.

Why Risk Management Is Non-Negotiable

The difference between investors who survive long enough to compound wealth and those who blow up their accounts almost always comes down to risk management. It is not the most exciting part of investing, but it is the most important. Every legendary investor, from Warren Buffett to Ray Dalio, will tell you the same thing: protecting capital comes first, and making money comes second.

Risk management answers three questions before every investment: how much can I afford to lose, where will I exit if I am wrong, and how does this position fit within my overall portfolio? Skipping any one of these questions is how small losses become catastrophic ones.

Position Sizing

Position sizing determines how much capital to allocate to a single trade or investment. It is the most powerful risk management tool you have because it directly controls how much you can lose on any single idea.

The most widely used approach is the percentage-risk model. You decide the maximum percentage of your total portfolio you are willing to lose on a single trade (typically 1-2%), then calculate your position size based on where your stop loss is placed.

Position Size = (Account Size x Risk %) / (Entry Price - Stop Loss Price)

Example: $100,000 account, 1% risk ($1,000), buying at $50 with a stop at $47. Position size = $1,000 / $3 = 333 shares ($16,650 position).

Notice how the formula links your risk tolerance directly to your stop loss distance. A tighter stop allows a larger position; a wider stop requires a smaller one. This ensures you never risk more than your predetermined amount, regardless of the stock's price or volatility.

For long-term investors who do not use stop losses, the position sizing principle still applies. If you are unwilling to lose more than 1% of your portfolio on any single stock, that stock should not exceed a certain percentage of your portfolio based on your worst-case drawdown estimate.

Stop Losses

A stop loss is a predetermined exit point that limits your loss on a position. It can be a hard order placed with your broker (an automatic sell order if the price drops to a certain level) or a mental level that you commit to honoring.

  • Technical stop losses are placed at levels where the trade thesis is invalidated -- below a support level, below a moving average, or below an order block. These stops are based on market structure rather than arbitrary percentages.
  • Percentage stop losses use a fixed percentage from the entry price (for example, selling if the stock drops 7-10% from your purchase price). These are simpler but may not respect the stock's natural volatility.
  • Volatility-based stop losses use the Average True Range (ATR) to set stops at a distance proportional to the stock's typical daily movement. A stock that moves 3% per day needs a wider stop than one that moves 0.5%. Setting your stop at 2x ATR accommodates normal noise while protecting against genuine breakdowns.

Tip

Never move a stop loss further from your entry to "give the trade more room." Moving a stop away from your entry increases your risk beyond what you originally planned. If the trade requires a wider stop than you are comfortable with, reduce your position size instead.

Portfolio-Level Risk

Individual position risk management is necessary but not sufficient. You also need to think about how all your positions interact at the portfolio level.

  • Total portfolio heat. The sum of all your open position risks. If you have ten positions each risking 1% of your portfolio, your total heat is 10%. A major market-wide event could trigger all stops simultaneously, resulting in a 10% drawdown. Most professional risk managers keep total portfolio heat between 5% and 15%.
  • Correlated risk. If five of your ten positions are all technology stocks, they will likely move together. Your real exposure is not five independent 1% risks -- it is closer to one 5% bet on the tech sector. Always assess how much of your portfolio is exposed to the same sector, region, or macro factor.
  • Maximum drawdown tolerance. Decide in advance the maximum portfolio decline you can tolerate (emotionally and financially) before reducing positions. A 20% drawdown requires a 25% gain to recover. A 50% drawdown requires a 100% gain. The math gets brutal quickly, which is why preventing large drawdowns matters more than chasing large gains.
Portfolio DrawdownGain Required to RecoverRecovery Difficulty
-10%+11.1%Manageable in a normal year
-20%+25.0%Requires a strong rebound
-30%+42.9%May take multiple years
-50%+100.0%Extremely difficult to recover
-75%+300.0%Near-impossible for most investors

Common Mistakes

  • No stop loss at all. "It will come back" is the most expensive sentence in investing. Without a predefined exit, small losses become large losses, and large losses become permanent impairments.
  • Over-leveraging. Using margin or leveraged products amplifies both gains and losses. A 20% decline on a 3x leveraged position is a 60% loss. Leverage should only be used by experienced investors who understand the full risk, and even then, sparingly.
  • Revenge trading. After a loss, the emotional urge to "make it back quickly" leads to oversized positions, abandoned stop losses, and impulsive decisions. The disciplined response to a loss is to reduce position size until confidence and clarity return.
  • Sizing based on conviction alone. "I am really confident in this trade, so I will put 30% of my portfolio in it." Even the most thoroughly researched ideas can go wrong. Black swan events, earnings surprises, and regulatory actions do not care about your conviction level.
  • Ignoring risk-reward ratio. Every trade should have an expected reward that is at least 2-3 times the risk. A trade risking $1 to make $0.50 is a losing proposition even if you are right 60% of the time. Calculate the risk-reward ratio before entering, not after.

How Journely Manages Risk

Journely tracks your portfolio's risk metrics in real time, including position concentration, sector exposure, total portfolio heat, and correlation between holdings. When you ask for a trade idea, the AI suggests a position size based on your portfolio size and the stock's volatility, and it identifies logical stop loss levels based on technical structure.

If adding a new position would push your portfolio into excessive concentration or correlated risk, Journely flags the issue and suggests adjustments. It calculates the risk-reward ratio for potential entries and only highlights opportunities where the math is favorable. The goal is to make disciplined risk management automatic rather than something you have to remember on your own.

Continue Learning

Portfolio Diversification

Learn how correlation and asset allocation reduce portfolio-level risk beyond individual position management.

Technical Indicators for Beginners

Understand the tools used to identify support levels and set data-driven stop losses.

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